Filing Details
- Accession Number:
- 0000789356-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-11 19:17:11
- Reporting Period:
- 2011-07-07
- Filing Date:
- 2011-07-11
- Accepted Time:
- 2011-07-11 19:17:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
789356 | California Pizza Kitchen Inc. | CPKI | Retail-Eating Places (5812) | 954040623 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1275937 | Susan Collyns | 6053 W Century Blvd Ste 1100 C/O California Pizza Kitchen Inc Los Angles CA 90045-6430 | Coo, Cfo, Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-07-07 | 40,078 | $18.50 | 40,000 | No | 4 | U | Direct | |
Common Stock | Disposition | 2011-07-07 | 40,000 | $18.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-07 | 195,000 | $14.66 | 195,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-07 | 154,524 | $18.50 | 40,476 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-07-07 | 40,476 | $18.50 | 0 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-07-07 | 150,000 | $16.34 | 150,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-07 | 132,486 | $18.50 | 17,514 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-07-07 | 17,514 | $18.50 | 0 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-07-07 | 7,500 | $14.94 | 7,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-07 | 6,057 | $18.50 | 1,443 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-07-07 | 1,443 | $18.50 | 0 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2011-07-07 | 5,625 | $13.31 | 5,625 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-07 | 4,047 | $18.50 | 1,578 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-07-07 | 1,578 | $18.50 | 0 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | U | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 195,000 | $0.00 | 195,000 | $14.66 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 150,000 | $0.00 | 150,000 | $16.34 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 7,500 | $0.00 | 7,500 | $14.94 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-07-07 | 5,625 | $0.00 | 5,625 | $13.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-20 | No | 4 | M | Direct | |
0 | 2015-04-21 | No | 4 | M | Direct | |
0 | 2013-01-21 | No | 4 | M | Direct | |
0 | 2012-01-18 | No | 4 | M | Direct |
Footnotes
- The shares were transferred to CPK Merger Sub Inc. pursuant to the Stockholder Tender and Support Agreement, dated May 24, 2011, among the Registrant, CPK Holdings Inc., CPK Merger Sub Inc. and the reporting person.
- The option provided for 1/8 vesting of 45,000 of the underlying shares beginning on August 20, 2008 and semi-annually thereafter. The vesting was accelerated to July 7, 2011 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated May 24, 2011, among the Registrant, CPK Holdings Inc. and CPK Merger Sub Inc. The option also provided for 1/3 vesting of 150,000 of the underlying shares beginning on February 20, 2009 and annually thereafter.
- The option provided for 1/2 vesting on April 21, 2005 and 1/12 vesting quarterly thereafter.
- The option provided for 1/8 vesting beginning on July 21, 2003 and semi-annually thereafter.
- The option provided for 1/8 vesting of the 15,000 underlying shares granted beginning on July 18, 2002 and semi-annually thereafter.