Filing Details
- Accession Number:
- 0001562180-23-006657
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-09-01 15:26:54
- Reporting Period:
- 2023-08-30
- Accepted Time:
- 2023-09-01 15:26:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1879936 | Stanley Scott Erickson | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-08-30 | 7,355 | $4.00 | 54,672 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-08-30 | 4,554 | $18.03 | 50,118 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2023-08-30 | 48,332 | $18.03 | 1,786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-30 | 7,355 | $0.00 | 7,355 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 252,265 | 2027-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2023.
- This transaction was executed in multiple trades at prices ranging from $18.00 USD to $18.10 USD; the price reported above reflects the weighted average sale price.
- Vests 198,000 share(s) on 02-Nov-2020, 120,000 share(s) on 24-Jan-2018, 120,000 share(s) on 16-Jan-2019, 120,000 share(s) on 21-Jan-2020, 21,000 share(s) on 05-Mar-2021, 21,000 share(s) on 01-Jan-2022
Billionaire Hedge Funds
