Filing Details
- Accession Number:
- 0000950170-23-045839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-31 17:55:45
- Reporting Period:
- 2023-08-29
- Accepted Time:
- 2023-08-31 17:55:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1669811 | Donnelley Financial Solutions Inc. | DFIN | Services-Miscellaneous Business Services (7380) | 344829638 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847703 | Craig Clay | C/O Donnelley Financial Solutions 35 West Wacker Drive Chicago IL 60601 | President, Gcm | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-29 | 1,212 | $17.65 | 136,417 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-29 | 1,212 | $49.51 | 135,205 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-30 | 3,664 | $17.65 | 138,869 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-30 | 3,664 | $49.53 | 135,205 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-31 | 13,449 | $17.65 | 148,654 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-31 | 13,449 | $49.65 | 135,205 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-29 | 1,212 | $0.00 | 1,212 | $17.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-30 | 3,664 | $0.00 | 3,664 | $17.65 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-31 | 13,449 | $0.00 | 13,449 | $17.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,688 | 2028-03-01 | No | 4 | M | Direct | |
| 15,024 | 2028-03-01 | No | 4 | M | Direct | |
| 1,575 | 2028-03-01 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 27, 2022.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.54 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.68 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.50 to $40.81 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- Includes 73,679 shares held directly, 30,173 restricted stock unit, and 31,353 earned performance share units with additional service-based vesting.
- The option vests/ vested in four equal annual installments beginning on March 2, 2019.
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