Filing Details

Accession Number:
0001213900-23-072813
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-31 16:01:12
Reporting Period:
2023-08-16
Accepted Time:
2023-08-31 16:01:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1842939 Carmell Corp CTCX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1709033 Rajiv Shukla C/O Carmell Corporation
2403 Sidney Street, Suite 300
Pittsburgh PA 15203
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-16 1,112 $3.74 1,112 No 4 P Direct
Common Stock Acquisiton 2023-08-17 100 $3.54 1,212 No 4 P Direct
Common Stock Acquisiton 2023-08-18 4,100 $3.62 5,312 No 4 P Direct
Common Stock Acquisiton 2023-08-21 100 $3.54 5,412 No 4 P Direct
Common Stock Acquisiton 2023-08-24 500 $3.50 5,912 No 4 P Direct
Common Stock Acquisiton 2023-08-25 600 $3.50 6,512 No 4 P Direct
Common Stock Acquisiton 2023-08-28 2,100 $3.50 8,612 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,249,908 Indirect By AHAC Sponsor III LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.57 to $3.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.43 to $3.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3.
  4. AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.