Filing Details
- Accession Number:
- 0000064040-23-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-30 21:03:59
- Reporting Period:
- 2023-08-28
- Accepted Time:
- 2023-08-30 21:03:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1839729 | Saugata Saha | 55 Water Street New York NY 10041 | President, Commodity Insights | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-28 | 200 | $390.13 | 934 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2024-02-01 | 2024-02-01 | 4,661 | 4,661 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 1,030 | 1,030 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 1,776 | 1,776 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 367 | 367 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-01 | 4,661 | 4,661 | Direct |
1,030 | 1,030 | Direct | |
1,776 | 1,776 | Direct | |
367 | 367 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/14/2023.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.
- As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.