Filing Details

Accession Number:
0000905148-23-000804
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-30 20:44:16
Reporting Period:
2023-08-28
Accepted Time:
2023-08-30 20:44:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1739614 Inhibrx Inc. INBX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1103804 Viking Global Investors Lp 55 Railroad Avenue
Greenwich CT 06830
No No No No
1133006 Andreas Ole Halvorsen 55 Railroad Avenue
Greenwich CT 06830
No No No No
1621842 C. David Ott 55 Railroad Avenue
Greenwich CT 06830
No No No No
1629476 Viking Global Opportunities Gp Llc 55 Railroad Avenue
Greenwich CT 06830
No No No No
1711393 Sharon Rose Shabet 55 Railroad Avenue
Greenwich CT 06830
No No No No
1886738 Viking Global Opportunities Parent Gp Llc 55 Railroad Ave
Greenwich CT 06830
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-28 511,627 $19.35 511,627 No 4 P Indirect See Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Explanation of Responses
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2023-08-28 1,038,765 $19.35 1,038,765 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,038,765 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,427,307 Indirect See Explanation of Responses
Common Stock 333,333 Indirect See Explanation of Responses
Common Stock 3,878,559 Indirect See Explanation of Responses
Footnotes
  1. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), and Viking Global Opportunities Parent GP LLC ("Opportunities Parent"), the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), the sole member of Viking Global Opportunities Portfolio GP LLC, the general partner of Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Opportunities Parent is also the sole member of Viking Global Opportunities Drawdown GP LLC ("VGOD GP"), the sole member of Viking Global Opportunities Drawdown Portfolio GP LLC ("VGOD Portfolio GP"), the general partner of Viking Global Opportunities Drawdown (Aggregator) LP ("VGOD").
  2. VGI provides managerial services to various investment funds and vehicles, including Opportunities Fund, VGOD, KAVRA 104 LLC ("KAVRA 104"), and DRAGSA 50 LLC ("DRAGSA 50"). VGI, Opportunities Parent, Opportunities GP, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons." Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.
  3. These shares of Common Stock are held directly by VGOD. Because of the relationship between Opportunities Parent and VGOD, Opportunities Parent may be deemed to beneficially own the shares of Common Stock held directly by VGOD.
  4. These securities are held directly by Opportunities Fund. Because of the relationship between Opportunities GP, Opportunities Parent and Opportunities Fund, each of Opportunities GP and Opportunities Parent may be deemed to beneficially own the securities held directly by Opportunities Fund.
  5. These shares of Common Stock are held directly by KAVRA 104. The membership interests of KAVRA 104 are held by Viking Global Opportunities LP and Viking Global Opportunities Intermediate LP. Opportunities GP is the general partner of Viking Global Opportunities LP and Viking Global Opportunities Intermediate LP. Because of the relationship between Opportunities GP, Opportunities Parent and KAVRA 104, each of Opportunities GP and Opportunities Parent may be deemed to beneficially own the shares of Common Stock held directly by KAVRA 104.
  6. These shares of Common Stock are held directly by DRAGSA 50. The membership interests of DRAGSA 50 are held by Viking Global Opportunities LP and Viking Global Opportunities Intermediate LP. Opportunities GP is the general partner of Viking Global Opportunities LP and Viking Global Opportunities Intermediate LP. Because of the relationship between Opportunities GP, Opportunities Parent and DRAGSA 50, each of Opportunities GP and Opportunities Parent may be deemed to beneficially own the shares of Common Stock held directly by DRAGSA 50.
  7. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
  8. These warrants are immediately exercisable, subject to a beneficial ownership limitation (the "Beneficial Ownership Limitation") which prevents the holder from exercising the warrants to the extent that, after giving effect to the issuance of the shares of Common Stock upon exercise of warrants held by the holder, the holder would beneficially own in excess of 9.99% of the shares of Common Stock outstanding. Upon notice to the Issuer, the holder may increase or decrease the Beneficial Ownership Limitation, provided that the Beneficial Ownership Limitation in no event exceeds 19.99% of the shares of Common Stock outstanding after giving effect to the issuance of the shares of Common Stock upon exercise of warrants held by the holder. Any increase in the Beneficial Ownership Limitation will not be effective until the 61st day after such notice is delivered to the Issuer.
  9. These warrants have no expiration date.