Filing Details
- Accession Number:
- 0001127602-23-023369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-29 16:31:45
- Reporting Period:
- 2023-08-25
- Accepted Time:
- 2023-08-29 16:31:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1630805 | Babcock & Wilcox Enterprises Inc. | BW | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 472783641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1936569 | T Joseph Buckler | 1200 E. Market Street, Suite 650 Akron 44305 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-25 | 15,000 | $4.88 | 125,305 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-25 | 6,802 | $4.88 | 118,503 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-08-25 | 3,500 | $4.79 | 115,003 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-08-25 | 15,000 | $0.00 | 15,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-08-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 551 | Indirect | 401k Plan |
Footnotes
- Represents shares of common stock withheld by the Issuer pursuant to the terms of the award to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock unit.
- The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan, each Restricted Stock Unit (RSU) represents a contingent right to receive one share of BW common stock.
- RSUs vest in three installments beginning Augut 25, 2021.
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