Filing Details
- Accession Number:
- 0000936675-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-11 16:49:15
- Reporting Period:
- 2011-07-07
- Filing Date:
- 2011-07-11
- Accepted Time:
- 2011-07-11 16:49:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916789 | Helen Of Troy Ltd | HELE | Electric Housewares & Fans (3634) | 742692550 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936675 | J Gerald Rubin | 1 Helen Of Troy Plaza El Paso TX 79912 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 250,000 | $13.03 | 1,860,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 250,000 | $11.84 | 2,110,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 250,000 | $10.08 | 2,360,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 250,000 | $13.13 | 2,610,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 250,000 | $14.94 | 2,860,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 250,000 | $21.47 | 3,110,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Acquisiton | 2011-07-07 | 125,000 | $22.81 | 3,235,639 | No | 4 | M | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Disposition | 2011-07-07 | 1,016,227 | $35.93 | 2,219,412 | No | 4 | F | Direct | |
| Common Stock (Par Value $0.10 Per Share) | Disposition | 2011-07-08 | 74,697 | $35.43 | 2,144,715 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 250,000 | $13.03 | 250,000 | $13.03 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 250,000 | $11.84 | 250,000 | $11.84 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 250,000 | $10.08 | 250,000 | $10.08 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 250,000 | $13.13 | 250,000 | $13.13 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 250,000 | $14.94 | 250,000 | $14.94 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 250,000 | $21.47 | 250,000 | $21.47 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-07-07 | 125,000 | $22.81 | 125,000 | $22.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,375,000 | 2002-05-31 | 2012-05-31 | No | 4 | M | Direct |
| 1,125,000 | 2002-08-31 | 2012-08-31 | No | 4 | M | Direct |
| 875,000 | 2002-11-30 | 2012-11-30 | No | 4 | M | Direct |
| 625,000 | 2003-02-28 | 2013-02-28 | No | 4 | M | Direct |
| 375,000 | 2003-05-31 | 2013-05-31 | No | 4 | M | Direct |
| 125,000 | 2003-08-31 | 2013-08-31 | No | 4 | M | Direct |
| 0 | 2003-11-30 | 2013-11-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Par Value $0.10 Per Share) | 276,980 | Indirect | By River Oaks Properties Limited Partnership |
Footnotes
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
- Owned with spouse, Stanlee N. Rubin.
Billionaire Hedge Funds
