Filing Details
- Accession Number:
- 0001225208-23-008524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-29 11:37:48
- Reporting Period:
- 2023-08-28
- Accepted Time:
- 2023-08-29 11:37:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383312 | Broadridge Financial Solutions Inc. | BR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198860 | J Richard Daly | 5 Dakota Drive Lake Success NY 11042 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-28 | 8,297 | $185.40 | 111,721 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,700 | Indirect | 2020 Grandchild Trust |
Common Stock | 15,000 | Indirect | by The EED 2012 Trust |
Common Stock | 15,000 | Indirect | by The KLD 2012 Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.18 - $185.79, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.