Filing Details
- Accession Number:
- 0001213900-23-071232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-28 16:15:52
- Reporting Period:
- 2023-08-24
- Accepted Time:
- 2023-08-28 16:15:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1855447 | Tigo Energy Inc. | TYGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1084951 | Zvi Alon | 655 Campbell Technology Pkwy, Ste 150 Campbell CA 95008 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-24 | 6,604 | $0.26 | 180,517 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-24 | 6,604 | $11.03 | 173,913 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-25 | 9,414 | $0.26 | 183,327 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-25 | 9,414 | $11.22 | 173,913 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-24 | 6,604 | $0.00 | 6,604 | $0.26 |
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-25 | 9,414 | $0.00 | 9,414 | $0.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 576,090 | 2023-10-31 | No | 4 | M | Direct | |
| 566,676 | 2023-10-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,774,826 | Indirect | By Revocable Trust |
| Common Stock | 12,689,306 | Indirect | By Alon Ventures, LLC |
Footnotes
- Includes 173,913 shares of common stock, par value $0.0001 per share ("Common Stock"), underlying restricted stock units ("RSUs") granted to the reporting person on August 11, 2023 (the "Grant Date") pursuant to the Issuer's 2023 Incentive Plan. One-Third (1/3) of the RSUs shall vest, and an equal number of shares of Common Stock will be deliverable to the reporting person, on each of the first three anniversaries of the Grant Date, subject to continued service through each such vesting date.
- Represents shares of Common Stock that were sold to satisfy the exercise price and tax withholding obligations due upon the exercise of a stock option that was to expire on October 31, 2023.
- Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.62 to $11.62
- Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $10.92 to $11.31.
- The stock option was immediately exercisable on April 14, 2014, which was the date of grant.
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