Filing Details
- Accession Number:
- 0001140361-23-041326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-25 17:46:47
- Reporting Period:
- 2023-08-23
- Accepted Time:
- 2023-08-25 17:46:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1680062 | Acm Research Inc. | ACMR | Special Industry Machinery, Nec (3559) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1729184 | Fuping Chen | C/O Acm Research, Inc. 42307 Osgood Road, Suite I Fremont CA 94539 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-08-23 | 96,165 | $1.00 | 96,165 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2023-08-23 | 8,835 | $1.77 | 105,000 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-08-23 | 105,000 | $15.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option | Disposition | 2023-08-23 | 46,164 | $0.00 | 46,164 | $1.00 |
| Class A Common Stock | Stock Option | Disposition | 2023-08-23 | 50,001 | $0.00 | 50,001 | $1.00 |
| Class A Common Stock | Stock Option | Disposition | 2023-08-23 | 8,835 | $0.00 | 8,835 | $1.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-12-27 | No | 4 | M | Direct | |
| 0 | 2026-12-27 | No | 4 | M | Direct | |
| 141,165 | 2028-01-24 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The option was fully vested and exercisable.
Billionaire Hedge Funds
