Filing Details
- Accession Number:
- 0001415889-23-012677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-25 17:15:08
- Reporting Period:
- 2023-08-23
- Accepted Time:
- 2023-08-25 17:15:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819142 | Ses Ai Corp | SES | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1907018 | Rohit Makharia | C/O Ses Ai Corporation 35 Cabot Road Woburn MA 01801 | Pres. & Chief Strategy Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-08-23 | 208,810 | $0.16 | 313,413 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-08-23 | 208,810 | $2.13 | 104,603 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-23 | 208,810 | $0.00 | 208,810 | $0.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,467,676 | 2031-02-28 | No | 4 | M | Direct |
Footnotes
- Includes 104,603 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.
Billionaire Hedge Funds
