Filing Details

Accession Number:
0001104659-23-095399
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-25 17:12:38
Reporting Period:
2023-08-09
Accepted Time:
2023-08-25 17:12:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1384195 Ring Energy Inc. REI Crude Petroleum & Natural Gas (1311) 980495938
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635320 Warburg Pincus & Co Us, Llc C/O Warbug Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1658788 Warburg Pincus Partners Ii (Us), L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1774123 Warburg Pincus (E&P) Energy Gp, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1774132 Warburg Pincus (E&P) Energy Llc C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1774136 Warburg Pincus Energy (E&P) Partners-A, L.p. C/O Warburg Pincus Llc
450 Lexington Ave
New York NY 10017
No No Yes No
1774137 Warburg Pincus Energy (E&P) Partners-B, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1774139 Warburg Pincus Energy (E&P)-A, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1945079 Wp Energy Partners Stronghold Holdings, L.p. C/O Warburg Pincus
450 Lexington Avenue
New York NY 10017
No No Yes No
1945097 Warburg Pincus Energy (E&P) Partners-B Stronghold, Llc C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
1945107 Wp Energy Stronghold Holdings, L.p. C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-09 12,600,000 $2.06 46,994,853 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. The reported securities are held directly by Stronghold Energy II Operating LLC ("Stronghold OpCo"). Stronghold Energy II Intermediate, LLC ("Stronghold Intermediate") is the managing member of Stronghold OpCo, and Stronghold Energy II Holdings, LLC ("Stronghold Holdings" and, collectively with Stronghold OpCo and Stronghold Intermediate, the "Stronghold Entities") is the managing member of Stronghold Intermediate. In connection with the closing of the Purchase Agreement, Stronghold OpCo received the right to designate two directors to serve on the Issuer's Board, subject to certain approval rights of the Issuer. One of the designated directors, Roy Ben-Dor, is a managing director of Warburg Pincus & Company US, LLC ("Warburg Pincus").
  2. Warburg Pincus is the general partner of Warburg Pincus Partners II (US), L.P., which is the managing member of Warburg Pincus (E&P) Energy LLC and Warburg Pincus (E&P) XII LLC. Warburg Pincus (E&P) Energy LLC is the general partner of Warburg Pincus (E&P) Energy GP, L.P., which is the general partner of Warburg Pincus Energy (E&P)-A, L.P., WP Energy Stronghold Holdings, L.P., WP Energy Partners Stronghold Holdings, L.P., Warburg Pincus Energy (E&P) Partners-A, L.P., and Warburg Pincus Energy (E&P) Partners-B, L.P. Warburg Pincus Energy (E&P) Partners-B, L.P. is the managing member of Warburg Pincus Energy (E&P) Partners-B Stronghold, LLC.
  3. Warburg Pincus (E&P) XII LLC is the general partner of Warburg Pincus (E&P) XII, L.P., which is the general partner of Warburg Pincus XII (E&P) Partners-1, L.P., Warburg Pincus XII (E&P) Partners-2, L.P., WP XII Stronghold Holdings, L.P., WP XII (E&P) Partners (A), L.P., Warburg Pincus Private Equity (E&P) XII (A), L.P., Warburg Pincus Private Equity (E&P) XII-D (A), L.P., and Warburg Pincus Private Equity (E&P) XII-E (A), L.P. Warburg Pincus XII (E&P) Partners-2, L.P. is the managing member of Warburg Pincus XII (E&P) Partners-2 Stronghold, LLC (Warburg Pincus and the other entities listed in these footnotes 4 and 5, collectively, the "Warburg Entities").
  4. The Warburg Entities collectively hold a majority of the membership interest in Stronghold Holdings. Each of the Stronghold Entities, Warburg Entities and Roy Ben-Dor, (collectively, the "Reporting Persons") directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares owned by the Stronghold and, therefore, a "ten percent holder" hereunder.
  5. Each of the Reporting Persons other than Stronghold OpCo disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.