Filing Details
- Accession Number:
- 0000100885-23-000172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-24 17:33:28
- Reporting Period:
- 2023-08-23
- Accepted Time:
- 2023-08-24 17:33:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 100885 | Union Pacific Corp | UNP | Railroads, Line-Haul Operating (4011) | 132626465 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1749673 | G Kenyatta Rocker | 1400 Douglas Street Omaha NE 68179 | Evp Marketing & Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-08-21 | 90 | $0.00 | 46,581 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2023-08-23 | 4,520 | $222.41 | 42,061 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-23 | 4,180 | $107.30 | 46,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-23 | 4,180 | $222.44 | 42,061 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2023-08-23 | 4,180 | $0.00 | 4,180 | $107.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-02 | 2027-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 350 | Indirect | By Deferral Account |
| Common Stock | 1,980 | Indirect | by Managed Account |
| Common Stock | 1,110 | Indirect | by Spouse |
Footnotes
- The reporting person made a charitable contribution to a non-affiliated entity.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2023.
- This transaction was executed in multiple trades at prices ranging from $221.92 to $222.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.
- This option became exercisable in three equal installments starting one year from the grant date.
Billionaire Hedge Funds
