Filing Details
- Accession Number:
- 0001209191-23-047130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-23 20:00:12
- Reporting Period:
- 2023-08-21
- Accepted Time:
- 2023-08-23 20:00:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616262 | Rocky Mountain Chocolate Factory Inc. | RMCF | Sugar & Confectionery Products (2060) | 471535633 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1733547 | Richart Jeffrey Geygan | 265 Turner Drive Durango CO 81303 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-21 | 9,430 | $5.25 | 830,218 | No | 4 | S | Indirect | By Global Value Investment Corporation |
Common Stock | Acquisiton | 2023-08-21 | 4,303 | $5.26 | 834,521 | No | 4 | P | Indirect | By Global Value Investment Corporation |
Common Stock | Acquisiton | 2023-08-21 | 7,217 | $5.26 | 44,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Global Value Investment Corporation |
No | 4 | P | Indirect | By Global Value Investment Corporation |
No | 4 | P | Direct |
Footnotes
- The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
- These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.
- The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.