Filing Details
- Accession Number:
- 0001209191-23-047129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-23 20:00:09
- Reporting Period:
- 2023-08-21
- Accepted Time:
- 2023-08-23 20:00:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616262 | Rocky Mountain Chocolate Factory Inc. | RMCF | () | WI |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569866 | Global Value Investment Corp. | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | Yes | No | |
1733547 | Richart Jeffrey Geygan | 1433 N. Water Street Milwaukee WI 53202 | Yes | No | Yes | No | |
1734726 | James Geygan | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | Yes | |
1865363 | Stacy Wilke | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | Yes | |
1865425 | Kathleen Geygan | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | Yes | |
1955705 | Gvp 2021-A, L.p. | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | Yes | |
1955706 | Gvp 2021-A, Llc | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-21 | 9,430 | $5.25 | 862,001 | No | 4 | S | Indirect | See footnotes |
Common Stock | Acquisiton | 2023-08-21 | 10,307 | $5.26 | 872,308 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2023-08-21 | 1,213 | $5.26 | 6,213 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Direct |
Footnotes
- The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
- In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
- In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
- The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.