Filing Details

Accession Number:
0001209191-23-047129
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-23 20:00:09
Reporting Period:
2023-08-21
Accepted Time:
2023-08-23 20:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616262 Rocky Mountain Chocolate Factory Inc. RMCF () WI
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569866 Global Value Investment Corp. 1433 N. Water Street
Suite 400
Milwaukee WI 53202
No No Yes No
1733547 Richart Jeffrey Geygan 1433 N. Water Street
Milwaukee WI 53202
Yes No Yes No
1734726 James Geygan 1433 N. Water Street
Suite 400
Milwaukee WI 53202
No No No Yes
1865363 Stacy Wilke 1433 N. Water Street
Suite 400
Milwaukee WI 53202
No No No Yes
1865425 Kathleen Geygan 1433 N. Water Street
Suite 400
Milwaukee WI 53202
No No No Yes
1955705 Gvp 2021-A, L.p. 1433 N. Water Street
Suite 400
Milwaukee WI 53202
No No No Yes
1955706 Gvp 2021-A, Llc 1433 N. Water Street
Suite 400
Milwaukee WI 53202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-21 9,430 $5.25 862,001 No 4 S Indirect See footnotes
Common Stock Acquisiton 2023-08-21 10,307 $5.26 872,308 No 4 P Indirect See footnotes
Common Stock Acquisiton 2023-08-21 1,213 $5.26 6,213 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Direct
Footnotes
  1. The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.
  2. In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
  3. In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.
  4. The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.