Filing Details
- Accession Number:
- 0001437749-23-024541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-23 17:02:47
- Reporting Period:
- 2023-08-21
- Accepted Time:
- 2023-08-23 17:02:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120370 | Broadwind Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1829878 | M. Hayes Kennedy | 3240 S. Central Avenue Cicero IL 60804 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-21 | 2,500 | $3.86 | 32,725 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,284 | Indirect | By 401(k) Plan |
Footnotes
- Includes (i) 1,898 restricted stock units that vest on 10/26/23; (ii) 1,961 restricted stock units that vest on 5/7/24; (iii) 8,033 restricted stock units that vest 4,016 shares on 4/25/24 and 4,017 shares on 4/25/25; and (iv) 7,141 restricted stock units that vest 2,380 shares on 5/25/24 and 5/25/25 and 2,381 shares on 5/25/26.