Filing Details
- Accession Number:
- 0000933430-23-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-23 16:26:14
- Reporting Period:
- 2023-08-21
- Accepted Time:
- 2023-08-23 16:26:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883107 | Nanophase Technologies Corp | NANX | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 363687863 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 5215 Old Orchard Road Suite 620 Skokie IL 60077 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-21 | 44,198 | $0.92 | 30,365,219 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-08-22 | 39,549 | $0.91 | 30,404,768 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-08-23 | 2,100 | $1.12 | 30,406,868 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 601,410 | Indirect | By Grace Investments, LP |
Common Stock | 51,454 | Indirect | By daughter |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.90 to $0.93. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.90 to $1.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0973 to $1.1595. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.
- As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.