Filing Details
- Accession Number:
- 0001498233-23-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-22 17:59:42
- Reporting Period:
- 2023-08-21
- Accepted Time:
- 2023-08-22 17:59:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1498233 | Cepton Inc. | CPTN | Motor Vehicle Parts & Accessories (3714) | 272447291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1938097 | Ming Qiu | C/O Cepton, Inc. 399 W. Trimble Road San Jose CA 95131 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-08-21 | 21,057 | $0.56 | 266,117 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Represents shares sold to satisfy tax withholding obligations of the Reporting Person in connection with the vesting of restricted stock units.
- The Reporting Person disposed 21,057 shares of Common Stock in multiple trades at prices ranging from $0.55 to $0.56 per share. The price reported in Column 4 above reflects the weighted average sale price for the transaction, rounded to the nearest cent. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Billionaire Hedge Funds
