Filing Details
- Accession Number:
- 0001104659-23-094242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-22 16:10:04
- Reporting Period:
- 2023-08-18
- Accepted Time:
- 2023-08-22 16:10:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 903651 | Innodata Inc | INOD | Services-Computer Processing & Data Preparation (7374) | 133475943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1918785 | B Marissa Espineli | C/O Innodata Inc. 55 Challenger Road Ridgefield Park NJ 07660 | Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-18 | 20,000 | $1.24 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-08-18 | 5,000 | $6.96 | 25,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-18 | 25,000 | $13.55 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-18 | 20,000 | $0.00 | 20,000 | $1.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-18 | 5,000 | $0.00 | 5,000 | $6.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2029-07-31 | No | 4 | M | Direct | |
| 5,000 | 2031-08-02 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trading prices ranging from $13.50 to $13.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These stock options became fully vested on August 1, 2022.
- One third of these stock options vested on August 3, 2022, one third vested on August 3, 2023, and the remaining one third will vest on August 3, 2024.
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