Filing Details
- Accession Number:
- 0001209191-23-046839
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-22 07:29:01
- Reporting Period:
- 2023-08-18
- Accepted Time:
- 2023-08-22 07:29:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1697851 | Rekor Systems Inc. | REKR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169337 | Alan Robert Berman | C/O Rekor Systems, Inc. 6721 Columbia Gateway Drive, Suite 400 Columbia MD 21046 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-18 | 25,000 | $3.14 | 1,025,219 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-08-18 | 50,000 | $1.50 | 1,075,219 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-08-18 | 50,000 | $1.00 | 1,125,219 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-18 | 50,000 | $0.00 | 50,000 | $1.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-18 | 50,000 | $0.00 | 50,000 | $1.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-08 | 2029-05-08 | No | 4 | M | Direct |
| 0 | 2022-05-08 | 2029-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,165,104 | Indirect | By Avon Road Partners, L.P. |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.11 to $3.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.
- Mr. Berman is the general partner of Avon Road.
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