Filing Details
- Accession Number:
- 0001209191-11-038979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-08 18:04:56
- Reporting Period:
- 2011-07-06
- Filing Date:
- 2011-07-08
- Accepted Time:
- 2011-07-08 18:04:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504597 | Bosco Shin-Shing Chiu | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90015 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-07-06 | 6,580 | $20.13 | 14,072 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-06 | 3,833 | $59.14 | 10,239 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-07-07 | 2,747 | $60.00 | 7,492 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right (Right to Buy) | Disposition | 2011-07-06 | 6,580 | $0.00 | 6,580 | $20.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested May 29, 2008, 20% vested May 28, 2009, and 60% vested May 29, 2010.
- On May 17, 2011, the common stock of Herbalife Ltd. split 2-for-1, resulting in the reporting person's acquisition of 3,290 additional stock appreciation rights.