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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587420	(Thompson) Chih-Hsiang Lin	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Acquisiton	2023-08-17	5,562	$12.42	1,202,897	No	4	P	Direct
Common Stock, $.001 Par Value	Acquisiton	2023-08-18	14,438	$12.36	1,217,335	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

These shares were purchased in multiple transactions on August 17, 2023 at actual sales prices ranging from $12.36 to $12.45 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
These shares were purchased in multiple transactions on August 18, 2023 at actual sales prices ranging from $12.23 to $12.47 per share. The price reported reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.