Filing Details
- Accession Number:
- 0001664272-23-000412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-18 16:09:18
- Reporting Period:
- 2023-08-16
- Accepted Time:
- 2023-08-18 16:09:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Inc. | WT | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064674 | M Peter Ziemba | C/O Wisdomtree, Inc. 250 West 34Th Street, 3Rd Floor New York NY 10119 | Chief Administrative Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-17 | 50,000 | $7.04 | 988,082 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-08-16 | 50,000 | $6.91 | 1,038,082 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.935, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (2) of this Form 4.
- The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $7.005 to $7.085, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (3) of this Form 4.