Filing Details
- Accession Number:
- 0001433642-23-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-18 16:05:29
- Reporting Period:
- 2023-08-16
- Accepted Time:
- 2023-08-18 16:05:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1433642 | Hamilton Lane Inc | HLNE | Investment Advice (6282) | 262482738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1502623 | Atul Varma | C/O Hamilton Lane Incorporated 110 Washington Street, Suite 1300 Conshohocken PA 19428 | Senior Advisor | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-03-31 | 83 | $62.88 | 9,167 | No | 5 | A | Direct | |
Class A Common Stock | Acquisiton | 2023-06-30 | 78 | $67.98 | 9,245 | No | 5 | A | Direct | |
Class A Common Stock | Disposition | 2023-08-16 | 459 | $92.25 | 8,786 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 5 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance Stock | $0.00 | 6,522 | 6,522 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,522 | 6,522 | Direct |
Footnotes
- These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
- Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029. As previously announced, outstanding unvested award of performance stock will be forfeited in full upon Mr. Varma's planned departure from the Company.