Filing Details

Accession Number:
0001433642-23-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-18 16:05:29
Reporting Period:
2023-08-16
Accepted Time:
2023-08-18 16:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1433642 Hamilton Lane Inc HLNE Investment Advice (6282) 262482738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502623 Atul Varma C/O Hamilton Lane Incorporated
110 Washington Street, Suite 1300
Conshohocken PA 19428
Senior Advisor No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-03-31 83 $62.88 9,167 No 5 A Direct
Class A Common Stock Acquisiton 2023-06-30 78 $67.98 9,245 No 5 A Direct
Class A Common Stock Disposition 2023-08-16 459 $92.25 8,786 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 5 A Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Performance Stock $0.00 6,522 6,522 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,522 6,522 Direct
Footnotes
  1. These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
  2. Each share of performance stock represents a contingent right to receive one share of Class A common stock. The performance stock vests upon the Issuer's Class A common stock achieving a specified price per share. The performance period of the performance stock ends on September 16, 2029. As previously announced, outstanding unvested award of performance stock will be forfeited in full upon Mr. Varma's planned departure from the Company.