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Filing Details

Accession Number:: 0000899243-23-018220
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-17 18:50:29
Reporting Period:: 2023-08-16

Accepted Time:: 2023-08-17 18:50:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
825202	Sprott Focus Trust Inc.	FUND	(0)	592876580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185838	Whitney W George	C/O Sprott Asset Management Usa Inc. 1910 Palomar Point Way, Suite 200 Carlsbad CA 92008		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-08-16	895	$8.02	329,860	No	4	S	Indirect	Held by Trust
Common Stock	Disposition	2023-08-16	894	$8.02	329,860	No	4	S	Indirect	Held by Trust
Common Stock	Disposition	2023-08-17	10,350	$7.97	319,510	No	4	S	Indirect	Held by Trust
Common Stock	Disposition	2023-08-17	10,350	$7.97	319,510	No	4	S	Indirect	Held by Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Trust
No	4	S	Indirect	Held by Trust
No	4	S	Indirect	Held by Trust
No	4	S	Indirect	Held by Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,426,551	Direct
Common Stock	2,755,518	Indirect	Held by Spouse
Common Stock	196,423	Indirect	Held by Son
Common Stock	1,184,749	Indirect	Held by Trust
Common Stock	2,152,204	Indirect	Held by Foundation
Common Stock	95,047	Indirect	Held by Trust

Footnotes

Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
Shares held by The Meredith and Whitney George Family Foundation (the "Foundation"). Mr. George serves as Chairman of the Foundation and, in such capacity, has investment and voting discretion over shares held by the Foundation.
Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voting discretion over shares held by the BM Trust. Mr. George may be deemed to beneficially own the shares held by the BM Trust.
Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust.
Represents the weighted average sales price of multiple transactions with a range of prices between $8.00 and $8.02 per share. Mr. George hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.
Represents the weighted average sales price of multiple transactions with a range of prices between $7.96 and $8.02 per share. Mr. George hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price.