Filing Details
- Accession Number:
- 0001437749-23-024082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-17 17:37:47
- Reporting Period:
- 2023-08-16
- Accepted Time:
- 2023-08-17 17:37:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120370 | Broadwind Inc. | BWEN | Nonferrous Foundries (Castings) (3360) | 880409160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1698592 | E. Daniel Schueller | 3240 S. Central Avenue Cicero IL 60804 | Pres., Broadwind Heavy Fab. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-16 | 3,000 | $3.56 | 137,382 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,323 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $3.545 to $3.5598; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.
- Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26.
Billionaire Hedge Funds
