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Filing Details

Accession Number:: 0000899243-23-018209
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-17 17:29:58
Reporting Period:: 2023-08-15

Accepted Time:: 2023-08-17 17:29:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1733413	Tff Pharmaceuticals Inc.	TFFP	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1056973	P L Capital Carlson	2100 Mckinney Ave Ste 1900 Dallas TX 75201	No	No	Yes	No
1404625	Duane Clint Carlson	2100 Mckinney Avenue Ste 1900 Dallas TX 75201	No	No	Yes	No
1404976	Ltd Offshore Diamond Black Double	2100 Mckinney Avenue Ste 1900 Dallas TX 75201	No	No	Yes	No
1503915	Asgard Investment Corp. Ii	2100 Mckinney Avenue Ste 1900 Dallas TX 75201	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share (The "Common Stock"	Disposition	2023-08-15	215,000	$0.44	5,065,000	No	4	S	Indirect	See footnotes
Common Stock	Disposition	2023-08-16	1,000	$0.39	5,064,000	No	4	S	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnotes
No	4	S	Indirect	See footnotes

Footnotes

The transactions referenced herein provide for various per share prices ranging from $0.405886 to $0.46. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund").
Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
The transactions referenced herein provide for various per share prices ranging from $0.38 to $0.436. The Reporting Persons undertake to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.