Filing Details
- Accession Number:
- 0000950170-23-043237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-17 16:33:24
- Reporting Period:
- 2023-08-15
- Accepted Time:
- 2023-08-17 16:33:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1797225 | Faye Sharelynn Moore | 4353 North First Street San Jose CA 95134 | See Remarks | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-08-15 | 9,375 | $0.00 | 174,650 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2023-08-15 | 2,772 | $0.00 | 177,422 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-08-16 | 5,974 | $14.97 | 171,448 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-08-15 | 9,375 | $0.00 | 9,375 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-08-15 | 2,772 | $0.00 | 2,772 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | No | 4 | M | Direct | ||
5,544 | No | 4 | M | Direct |
Footnotes
- Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023.
- The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $14.81 to $15.03. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
- The RSUs vest over four years, with one-fourth of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is August 15, 2020, and the remaining shares vesting in equal quarterly installments over the next three years, subject to Reporting Person remaining a service provider on each applicable vesting date.
- The RSUs vest over three years, with a third of the RSUs vesting on the one-year anniversary of the vesting commencement date, which is February 15, 2021, and the remaining shares vesting in equal quarterly installments over the next two years, subject to Reporting Person remaining a service provider on each applicable vesting date.