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Filing Details

Accession Number:: 0001140361-23-040174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-17 08:19:44
Reporting Period:: 2023-08-15

Accepted Time:: 2023-08-17 08:19:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356090	Precigen Inc.	PGEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1091823	J Randal Kirk	C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-08-15	100,000	$1.50	31,437,786	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2023-08-15	80,589	$1.53	31,518,375	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2023-08-15	200,000	$1.52	31,718,375	No	4	P	Indirect	by R.J. Kirk DOT
Common Stock	Acquisiton	2023-08-16	119,411	$1.51	31,837,786	No	4	P	Indirect	by R.J. Kirk DOT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by R.J. Kirk DOT
No	4	P	Indirect	by R.J. Kirk DOT
No	4	P	Indirect	by R.J. Kirk DOT
No	4	P	Indirect	by R.J. Kirk DOT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	490,401	Indirect	by JPK 2008
Common Stock	3,703,398	Indirect	by JPK 2009
Common Stock	1,654,363	Indirect	by JPK 2012
Common Stock	489,438	Indirect	by MGK 2008
Common Stock	3,944,437	Indirect	by MGK 2009
Common Stock	1,637,040	Indirect	by MGK 2011
Common Stock	578,079	Indirect	by ZSK 2008
Common Stock	351,120	Indirect	by ZSK 2009
Common Stock	453,731	Indirect	by Kellie L. Banks LTT
Common Stock	1,015,604	Indirect	by Sr. Staff 2015
Common Stock	1,015,626	Indirect	by Staff 2015
Common Stock	1,000,000	Indirect	by Parkview 2020
Common Stock	1,144,481	Indirect	by Spouse
Common Stock	13,520,789	Indirect	by Kapital Joe
Common Stock	1,403	Indirect	by Lotus
Common Stock	16,406,828	Indirect	by Sunset 2020
Common Stock	1,839,946	Indirect	by Staff 2010
Common Stock	1,383,858	Indirect	by Staff 2009
Common Stock	3,223,803	Indirect	by Sr. Staff 2008
Common Stock	691,929	Indirect	by Incentive 2009
Common Stock	1,384,408	Indirect	by Incentive 2010
Common Stock	311,287	Indirect	by Staff 2001
Common Stock	58,800	Indirect	by Sr. Staff

Footnotes

Randal J. Kirk controls each of R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 LLC ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), Third Security Senior Staff 2015 LLC ("Sr. Staff 2015"), Third Security Staff 2015 LLC ("Staff 2015"), Parkview 2020 Limited Partnership ("Parkview 2020"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Randal J. Kirk controls each of Third Security Staff 2010 LLC ("Staff 2010"), Third Security Staff 2009 LLC ("Staff 2009"), Third Security Senior Staff 2008 LLC ("Sr. Staff 2008"), Third Security Incentive 2009 LLC ("Incentive 2009"), Third Security Incentive 2010 LLC ("Incentive 2010"), Third Security Staff 2001 LLC ("Staff 2001"), and Third Security Senior Staff LLC ("Sr. Staff"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on August 17, 2023.