Filing Details
- Accession Number:
- 0001218326-11-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-08 16:22:20
- Reporting Period:
- 2011-07-06
- Filing Date:
- 2011-07-08
- Accepted Time:
- 2011-07-08 16:22:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002517 | Nuance Communications Inc. | NUAN | Services-Prepackaged Software (7372) | 943156479 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218326 | Paul Ricci | One Wayside Road Burlington MA 01803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-06 | 28,075 | $5.36 | 2,374,553 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-06 | 22,500 | $6.97 | 2,397,053 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-06 | 37,500 | $3.79 | 2,434,553 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-06 | 113,075 | $22.00 | 2,321,478 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-07-06 | 37,500 | $0.00 | 37,500 | $3.79 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-07-06 | 28,075 | $0.00 | 28,075 | $5.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-07-06 | 22,500 | $0.00 | 22,500 | $6.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 337,500 | 2005-06-16 | 2012-03-16 | No | 4 | M | Direct |
| 252,714 | 2002-08-31 | 2012-04-29 | No | 4 | M | Direct |
| 360,000 | 2002-07-14 | 2012-06-14 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a 10b5-1 Sales Plan.
- These options vest quarterly in equal installments over a three-year period.
- These holdings represent a combination of two stock grants. One option for 11,554 shares are exercisable 50% on 8/31/02 and remaining 50% on 2/28/03. The other option for 550,000 shares are exercisable on a monthly basis over two years commencing one month after grant date.
- The option vest monthly over two years commencing one month after grant date.
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