Filing Details

Accession Number:
0001127602-11-021162
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-07-08 16:09:32
Reporting Period:
2011-07-06
Filing Date:
2011-07-08
Accepted Time:
2011-07-08 16:09:32
Original Submission Date:
2011-07-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186033 David R Hoover Ball Corporation
10 Longs Peak Dr.
Broomfield CO 80021-2510
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-06 8,000 $11.87 418,755 No 4 M Direct
Common Stock Disposition 2011-07-06 5,266 $39.30 413,489 No 4 S Direct
Common Stock Disposition 2011-07-06 534 $39.31 412,955 No 4 S Direct
Common Stock Disposition 2011-07-06 300 $39.32 412,655 No 4 S Direct
Common Stock Disposition 2011-07-06 1,700 $39.33 410,955 No 4 S Direct
Common Stock Disposition 2011-07-06 200 $39.35 410,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-07-06 8,000 $0.00 8,000 $11.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
316,000 2012-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,638 Indirect 401(k) Plan
Common Stock 320,152 Indirect By Trust
Footnotes
  1. Exercise of stock options in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on June 17, 2011.
  2. Sale of stock in accordance with reporting person's pre-arranged 10b5-1 plan adopted by the reporting person on June 17, 2011.
  3. Amending reporting person's July 6, 2011 Form 4 to reflect different sales transactions at the different stock prices. Due to an administrative error, the original Form 4 showed the stock sold at a lump sum of 8,000 shares sold at an averaged price.
  4. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  5. The reporting person expressly disclaims beneficial ownership of the securities in the Suzanne A. Hoover Trust.
  6. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the stock option.