Filing Details
- Accession Number:
- 0001415889-23-012280
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-15 19:48:05
- Reporting Period:
- 2023-08-14
- Accepted Time:
- 2023-08-15 19:48:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610250 | Boot Barn Holdings Inc. | BOOT | Retail-Shoe Stores (5661) | 900776290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623534 | Grant James Conroy | C/O Boot Barn Holdings, Inc. 15345 Barranca Pkwy Irvine CA 92618 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-14 | 113,636 | $28.63 | 159,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-14 | 113,636 | $93.09 | 46,273 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-15 | 113,637 | $28.63 | 159,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-15 | 113,637 | $94.11 | 46,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2023-08-14 | 113,636 | $0.00 | 113,636 | $28.63 |
| Common Stock | Options | Disposition | 2023-08-15 | 113,637 | $0.00 | 113,637 | $28.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 113,637 | 2029-05-19 | No | 4 | M | Direct | |
| 0 | 2029-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 58,344 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | $20.94 | 2030-05-21 | 29,217 | 29,217 | Direct | |
| Common Stock | Options | $24.08 | 2030-05-21 | 31,184 | 31,184 | Direct | |
| Common Stock | Options | $28.63 | 2029-05-19 | 18,880 | 18,880 | Direct | |
| Common Stock | Options | $86.96 | 2032-05-11 | 86,189 | 86,189 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2030-05-21 | 29,217 | 29,217 | Direct |
| 2030-05-21 | 31,184 | 31,184 | Direct |
| 2029-05-19 | 18,880 | 18,880 | Direct |
| 2032-05-11 | 86,189 | 86,189 | Direct |
Footnotes
- Reflects the weighted average price of sales on August 14, 2023. The shares were sold in multiple transactions at prices ranging from $92.37 to $95.04, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Reflects the weighted average price of sales on August 15, 2023. The shares were sold in multiple transactions at prices ranging from $91.24 to $95.27, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of August 15, 2023 that remain subject to time-based vesting.
- The Options were granted under the Company's 2014 Equity Incentive Plan and vested on May 20, 2023, the four-year anniversary of the grant date.
- The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
- The Options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
- The Options were granted under the Company's 2020 Equity Incentive Plan and are subject to vesting on May 12, 2025 if (i) with respect to 33% of the shares of common stock issuable upon exercise of the Options, the average closing price of the common stock on the New York Stock Exchange during any consecutive 30 trading days between May 12, 2022 and May 12, 2025 (the "Average Trading Price") equals or exceeds 150% of the exercise price, (ii) with respect to an additional 33% if the Average Trading Price equals or exceeds 175% of the exercise price and (iii) with respect to an additional 34% if the Average Trading Price equals or exceeds 200% of the exercise price, in each case, subject to earlier vesting in connection with death, disability or a change in control.
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