Filing Details

Accession Number:
0001534701-23-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-15 18:34:07
Reporting Period:
2023-08-11
Accepted Time:
2023-08-15 18:34:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534701 Phillips 66 PSX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522542 D. Timothy Roberts 2331 Citywest Blvd.
Houston TX 77042
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-11 25,900 $94.85 80,158 No 4 M Direct
Common Stock Acquisiton 2023-08-11 31,500 $94.97 111,658 No 4 M Direct
Common Stock Acquisiton 2023-08-11 48,500 $89.57 160,158 No 4 M Direct
Common Stock Acquisiton 2023-08-11 44,733 $74.70 204,891 No 4 M Direct
Common Stock Disposition 2023-08-11 127,578 $116.68 77,313 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2023-08-11 25,900 $0.00 25,900 $94.85
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2023-08-11 31,500 $0.00 31,500 $94.97
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2023-08-11 48,500 $0.00 48,500 $89.57
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2023-08-11 44,733 $0.00 44,733 $74.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2028-02-06 No 4 M Direct
0 2029-02-05 No 4 M Direct
0 2030-02-04 No 4 M Direct
22,367 2031-02-09 No 4 M Direct
Footnotes
  1. Includes 32,822 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
  2. The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.30 to $116.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  3. The options became exercisable in three equal annual installments beginning on February 6, 2019.
  4. The options became exercisable in three equal annual installments beginning on February 5, 2020.
  5. The options became exercisable in three equal annual installments beginning on February 4, 2021.
  6. The options become exercisable in three equal annual installments. One-third of the options became exercisable on February 9, 2022, and an additional one-third on February 9, 2023. The remaining one-third of the options will become exercisable on February 9, 2024.