Filing Details
- Accession Number:
- 0001534701-23-000131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-15 18:34:07
- Reporting Period:
- 2023-08-11
- Accepted Time:
- 2023-08-15 18:34:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534701 | Phillips 66 | PSX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522542 | D. Timothy Roberts | 2331 Citywest Blvd. Houston TX 77042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-11 | 25,900 | $94.85 | 80,158 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-08-11 | 31,500 | $94.97 | 111,658 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-08-11 | 48,500 | $89.57 | 160,158 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2023-08-11 | 44,733 | $74.70 | 204,891 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-08-11 | 127,578 | $116.68 | 77,313 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-08-11 | 25,900 | $0.00 | 25,900 | $94.85 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-08-11 | 31,500 | $0.00 | 31,500 | $94.97 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-08-11 | 48,500 | $0.00 | 48,500 | $89.57 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2023-08-11 | 44,733 | $0.00 | 44,733 | $74.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2028-02-06 | No | 4 | M | Direct | |
0 | 2029-02-05 | No | 4 | M | Direct | |
0 | 2030-02-04 | No | 4 | M | Direct | |
22,367 | 2031-02-09 | No | 4 | M | Direct |
Footnotes
- Includes 32,822 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
- The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.30 to $116.90. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- The options became exercisable in three equal annual installments beginning on February 6, 2019.
- The options became exercisable in three equal annual installments beginning on February 5, 2020.
- The options became exercisable in three equal annual installments beginning on February 4, 2021.
- The options become exercisable in three equal annual installments. One-third of the options became exercisable on February 9, 2022, and an additional one-third on February 9, 2023. The remaining one-third of the options will become exercisable on February 9, 2024.