Filing Details
- Accession Number:
- 0000064040-23-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-15 17:20:31
- Reporting Period:
- 2023-08-11
- Accepted Time:
- 2023-08-15 17:20:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1678887 | Jason Adam Kansler | 55 Water Street New York NY | President, Market Intelligence | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-11 | 1,200 | $386.19 | 29,761 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-08-11 | 5,873 | $387.29 | 23,888 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-08-11 | 2,927 | $388.04 | 20,961 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,749 | Indirect | by Adam J. Kansler 2022 GRAT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 2,886 | 2,886 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 10,659 | 10,659 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 1,673 | 1,673 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2,886 | 2,886 | Direct | |
10,659 | 10,659 | Direct | |
1,673 | 1,673 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.70 to $386.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.70 to $387.69, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.70 to $388.44, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.
- As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- As previously reported, these restricted stock units were converted from restricted stock units in IHS Markit Ltd. ("IHS Markit") in connection with the IHS Markit merger, and have the same terms and conditions as those that applied immediately prior to the consummation of the merger, except that the performance-vesting conditions with respect to the restricted stock units that were converted from IHS Markit performance-based restricted stock units lapsed.
- As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.