Filing Details
- Accession Number:
- 0001209191-23-045641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-14 16:32:21
- Reporting Period:
- 2022-07-29
- Accepted Time:
- 2023-08-14 16:32:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1613780 | Dbv Technologies S.a. | DBVT | Biological Products, (No Disgnostic Substances) (2836) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1760395 | Pharis Mohideen | C/O Dbv Technologies S.a. 177-181 Avenue Pierre Brossolette Montrouge I0 92120 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2022-07-29 | 10,000 | $0.00 | 34,200 | No | 4 | A | Direct | |
Ordinary Shares | Acquisiton | 2022-11-21 | 17,500 | $0.00 | 51,700 | No | 4 | A | Direct | |
Ordinary Shares | Disposition | 2022-11-24 | 1,792 | $2.88 | 49,908 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2023-05-24 | 469 | $3.54 | 49,439 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Option (right to buy) | Acquisiton | 2022-07-29 | 100,000 | $0.00 | 100,000 | $4.83 |
Ordinary Shares | Employee Stock Option (right to buy) | Acquisiton | 2022-11-21 | 115,000 | $0.00 | 115,000 | $3.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2032-07-29 | No | 4 | A | Direct | |
115,000 | 2032-11-21 | No | 4 | A | Direct |
Footnotes
- The ordinary shares may be represented by American Depositary Shares, each of which currently represents one-half of one ordinary share.
- Represents the Issuer's ordinary shares underlying a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
- Represents the Issuer's ordinary shares underlying a restricted stock unit RSU award. Each RSU represents a contingent right to receive one ordinary share. 25% of the shares underlying the RSU vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
- Shares sold to satisfy withholding tax obligations upon the the vesting of RSUs.
- This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0409 to EURO 1.00 as of November 24, 2022.
- This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0746 to EURO 1.00 as of May 24, 2023.
- This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0226 to EURO 1.00 as of July 29, 2022.
- 25% of the shares subject to the option vest on July 29, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.
- This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.0242 to EURO 1.00 as of November 21, 2022.
- 25% of the shares subject to the option vest on November 21, 2023, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.