Filing Details
- Accession Number:
- 0001209191-23-045492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-11 19:01:58
- Reporting Period:
- 2023-08-10
- Accepted Time:
- 2023-08-11 19:01:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216543 | D Paul Arling | 15147 North Scottsdale Road H300 Scottsdale AZ 85254 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-10 | 2,532 | $0.00 | 256,818 | No | 4 | M | Indirect | By Trust (See Footnote #2) |
Common Stock | Disposition | 2023-08-10 | 1,059 | $10.17 | 255,759 | No | 4 | F | Indirect | By Trust (See Footnote #2) |
Common Stock | Acquisiton | 2023-08-10 | 7,453 | $9.97 | 9,253 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-08-11 | 2,547 | $9.85 | 11,800 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Trust (See Footnote #2) |
No | 4 | F | Indirect | By Trust (See Footnote #2) |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2023-08-10 | 2,532 | $0.00 | 2,532 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
77,155 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt. To Buy) | $0.00 | 0 | 457,075 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 457,075 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- These shares are held by the Arling Family Trust. Reporting person disclaims ownership of the shares.
- This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
- Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- This figure represents an aggregate number of stock options held by Reporting Person.