Filing Details
- Accession Number:
- 0001104659-23-090369
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-11 14:20:10
- Reporting Period:
- 2023-08-11
- Accepted Time:
- 2023-08-11 14:20:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1762229 | Yieldstreet Prism Fund Inc. | NONE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1660849 | Yieldstreet Inc. | 300 Park Avenue, 15Th Floor New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-08-11 | 563 | $9.31 | 13,561 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2023-08-11 | 3,445 | $9.31 | 17,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- These securities are directly held by YieldStreet Management, LLC (the "Adviser"), which is wholly-owned by, and whose sole member is, YieldStreet Inc. ("YieldStreet"). YieldStreet may be deemed to beneficially own the securities held by the Adviser by virtue of its control over the Adviser. Furthermore, Mr. Weisz may be deemed to beneficially own the securities held by the Adviser by virtue of Mr. Weisz's control over YieldStreet. Each of YieldStreet and Mr. Weisz disclaims beneficial ownership of the securities held by the Adviser except to the extent of its or his pecuniary interest therein, if any.