Filing Details
- Accession Number:
- 0001628280-23-028964
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-08-10 20:01:19
- Reporting Period:
- 2023-08-03
- Accepted Time:
- 2023-08-10 20:01:19
- Original Submission Date:
- 2023-08-07
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221280 | Ralph Bartel | Casella Postale 823 6612 Ascona V8 6612 | No | No | Yes | No | |
| 1349132 | Azzurro Capital Inc | C/O Sovereign Management Limited P.o. Box 564 Sovereign Place Gibraltar J1 GX11 1AA | No | No | Yes | No | |
| 1349156 | Trust 2005 Bartel Ralph | C/O Fedelta Trust Limited 29/31 Athol Street, Omar House Bldg Isle Of Man X0 1M11LB | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-08-03 | 10,000 | $7.78 | 7,337,129 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
| Common Stock | Disposition | 2023-08-04 | 45,000 | $7.54 | 7,292,129 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
| Common Stock | Disposition | 2023-08-07 | 85,000 | $7.39 | 7,164,629 | No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
| No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
| No | 4 | S | Indirect | Shares sold were directly owned by Azzurro Capital Inc. |
Footnotes
- Sale prices for the shares sold ranged from $7.75 to $7.80 per share.
- The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The "Amount of Securities Beneficially Owned Following Reported Transaction(s)" represents shares held by Azzurro Capital Inc.
- Indirect ownership applies to Ralph Bartel and the Ralph Bartel 2005 Trust.
- Sale prices for the shares sold ranged from $7.50 to $7.60 per share.
- Sale prices for the shares sold ranged from $7.31 to $7.47 per share.
Billionaire Hedge Funds
