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Filing Details

Accession Number:: 0001062993-23-016119
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-09 21:46:29
Reporting Period:: 2023-08-07

Accepted Time:: 2023-08-09 21:46:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1814215	Nuburu Inc.	BURU	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1846535	Whitney Haring-Smith	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1959879	Anzu Nuburu V Llc	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1959884	Anzu Nuburu Llc	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1959900	David Seldin	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1959913	Debrah Herman	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1959972	Anzu Partners Llc	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1959974	Anzu Nuburu Ii Llc	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1960024	Anzu Nuburu Iii Llc	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1960132	Cst Global Llc	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No
1960188	Partnership Ltd Family Michael Jennifer & David	12610 Race Track Road Suite 250 Tampa FL 33626	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2023-08-07	8,281	$0.71	10,109,958	No	4	S	Direct
Common Stock	Disposition	2023-08-07	3,291	$0.71	4,017,469	No	4	S	Direct
Common Stock	Disposition	2023-08-07	1,514	$0.71	1,847,823	No	4	S	Direct
Common Stock	Disposition	2023-08-07	1,244	$0.71	1,518,374	No	4	S	Direct
Common Stock	Disposition	2023-08-07	411	$0.71	502,260	No	4	S	Direct
Common Stock	Disposition	2023-08-07	146	$0.71	177,690	No	4	S	Direct
Common Stock	Disposition	2023-08-07	84	$0.71	102,920	No	4	S	Direct
Common Stock	Disposition	2023-08-07	20	$0.71	24,240	No	4	S	Direct
Common Stock	Disposition	2023-08-07	10	$0.71	12,120	No	4	S	Direct
Common Stock	Disposition	2023-08-08	4,444,324	$1.09	5,665,634	No	4	S	Direct
Common Stock	Disposition	2023-08-08	1,766,048	$1.09	2,251,421	No	4	S	Direct
Common Stock	Disposition	2023-08-08	812,289	$1.09	1,035,534	No	4	S	Direct
Common Stock	Disposition	2023-08-08	667,465	$1.09	850,909	No	4	S	Direct
Common Stock	Disposition	2023-08-08	220,790	$1.09	281,470	No	4	S	Direct
Common Stock	Disposition	2023-08-08	78,111	$1.09	99,579	No	4	S	Direct
Common Stock	Disposition	2023-08-08	45,243	$1.09	57,677	No	4	S	Direct
Common Stock	Disposition	2023-08-08	10,655	$1.09	13,585	No	4	S	Direct
Common Stock	Disposition	2023-08-08	5,328	$1.09	6,792	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch.
The shares were sold in multiple transactions at prices ranging from $0.7095 to $0.7127, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch.
The shares were sold in multiple transactions at prices ranging from $0.68 to $2.14, inclusive. This amount represents the weighted average sale price of such transactions. The Reporting Persons undertake to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.