Filing Details
- Accession Number:
- 0000905148-23-000649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-09 19:55:41
- Reporting Period:
- 2023-08-07
- Accepted Time:
- 2023-08-09 19:55:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1777393 | Chargepoint Holdings Inc. | CHPT | Miscellaneous Transportation Equipment (3790) | 841747686 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1838832 | Pasquale Romano | 254 East Hacienda Avenue Campbell CA 95008 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-07 | 10,000 | $0.27 | 4,158,054 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 10,000 | $7.91 | 4,148,054 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-08 | 10,000 | $0.27 | 4,158,054 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-08 | 10,000 | $7.88 | 4,148,054 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-09 | 10,000 | $0.27 | 4,158,054 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-09 | 10,000 | $7.96 | 4,148,054 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-07 | 10,000 | $0.00 | 10,000 | $0.27 |
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-08 | 10,000 | $0.00 | 10,000 | $0.27 |
| Common Stock | Stock Option (right to buy) | Disposition | 2023-08-09 | 10,000 | $0.00 | 10,000 | $0.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 679,712 | 2021-02-26 | 2024-11-05 | No | 4 | M | Direct |
| 669,712 | 2021-02-26 | 2024-11-05 | No | 4 | M | Direct |
| 659,712 | 2021-02-26 | 2024-11-05 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 13, 2022.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.015. The Reporting Person has provided to the issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 through 4 of this Form 4.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.735 to $8.025.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.86 to $8.115.
- The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.
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