Filing Details
- Accession Number:
- 0001534701-23-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-09 19:45:21
- Reporting Period:
- 2023-08-07
- Accepted Time:
- 2023-08-09 19:45:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534701 | Phillips 66 | PSX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503107 | C. Greg Garland | 2331 Citywest Blvd. Houston TX 77042 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-07 | 169,400 | $78.62 | 831,766 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 169,400 | $111.44 | 662,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-08-07 | 169,400 | $0.00 | 169,400 | $78.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | Executor of father's estate |
| Common Stock | 21,021 | Indirect | By Phillips 66 Savings Plan |
Footnotes
- Includes 86,169 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis.
- The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.04 to $112.39. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Based on a recent 401(k) plan statement. Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-11.
- The options became exercisable in three equal annual installments beginning on February 2, 2017.
Billionaire Hedge Funds
