Filing Details
- Accession Number:
- 0001209191-11-038769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-07 21:01:37
- Reporting Period:
- 2011-06-06
- Filing Date:
- 2011-07-07
- Accepted Time:
- 2011-07-07 21:01:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | Services-Computer Programming Services (7371) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1392678 | Hany Nada | C/O Glu Mobile Inc. 45 Fremont Street, Suite 2800 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-06 | 980,500 | $1.50 | 3,572,943 | No | 4 | M | Indirect | See footnote |
Common Stock | Acquisiton | 2011-06-06 | 19,500 | $1.50 | 71,057 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2011-07-05 | 58,289 | $5.51 | 3,514,654 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-07-05 | 1,159 | $5.51 | 69,898 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-07-06 | 308,393 | $5.54 | 3,206,261 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-07-06 | 6,133 | $5.54 | 63,765 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-07-07 | 71,473 | $5.61 | 3,134,788 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2011-07-07 | 1,421 | $5.61 | 62,344 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See footnote |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Acquisiton | 2011-06-06 | 980,500 | $0.00 | 980,500 | $1.50 |
Common Stock | Warrant | Acquisiton | 2011-06-06 | 19,500 | $0.00 | 19,500 | $1.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-08-27 | 2015-08-27 | No | 4 | M | Indirect |
0 | 2010-08-27 | 2015-08-27 | No | 4 | M | Indirect |
Footnotes
- Represents securities held by Granite Global Ventures II L.P. ("Granite Global"). Mr. Nada is a managing director of the general partner of Granite Global, which has eight other individual managing directors, and shares voting and investment power with respect to the securities held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these securities except to the extent of his individual pecuniary interest in this entity.
- Represents securities held by GGV II Entrepreneurs Fund L.P. ("GGV"). Mr. Nada is a managing director of the general partner of GGV, which has eight other individual managing directors, and shares voting and investment power with respect to the securities held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these securities except to the extent of his individual pecuniary interest in this entity.
- These sales were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Granite Global and GGV entered into on June 3, 2011.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.50 to $5.565. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.50 to $5.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.50 to $5.70. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.