Filing Details

Accession Number:
0001209191-11-038769
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-07 21:01:37
Reporting Period:
2011-06-06
Filing Date:
2011-07-07
Accepted Time:
2011-07-07 21:01:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392678 Hany Nada C/O Glu Mobile Inc.
45 Fremont Street, Suite 2800
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-06 980,500 $1.50 3,572,943 No 4 M Indirect See footnote
Common Stock Acquisiton 2011-06-06 19,500 $1.50 71,057 No 4 M Indirect See footnote
Common Stock Disposition 2011-07-05 58,289 $5.51 3,514,654 No 4 S Indirect See footnote
Common Stock Disposition 2011-07-05 1,159 $5.51 69,898 No 4 S Indirect See footnote
Common Stock Disposition 2011-07-06 308,393 $5.54 3,206,261 No 4 S Indirect See footnote
Common Stock Disposition 2011-07-06 6,133 $5.54 63,765 No 4 S Indirect See footnote
Common Stock Disposition 2011-07-07 71,473 $5.61 3,134,788 No 4 S Indirect See footnote
Common Stock Disposition 2011-07-07 1,421 $5.61 62,344 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect See footnote
No 4 M Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2011-06-06 980,500 $0.00 980,500 $1.50
Common Stock Warrant Acquisiton 2011-06-06 19,500 $0.00 19,500 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-08-27 2015-08-27 No 4 M Indirect
0 2010-08-27 2015-08-27 No 4 M Indirect
Footnotes
  1. Represents securities held by Granite Global Ventures II L.P. ("Granite Global"). Mr. Nada is a managing director of the general partner of Granite Global, which has eight other individual managing directors, and shares voting and investment power with respect to the securities held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these securities except to the extent of his individual pecuniary interest in this entity.
  2. Represents securities held by GGV II Entrepreneurs Fund L.P. ("GGV"). Mr. Nada is a managing director of the general partner of GGV, which has eight other individual managing directors, and shares voting and investment power with respect to the securities held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these securities except to the extent of his individual pecuniary interest in this entity.
  3. These sales were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Granite Global and GGV entered into on June 3, 2011.
  4. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.50 to $5.565. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  5. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.50 to $5.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  6. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.50 to $5.70. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.