Filing Details
- Accession Number:
- 0001417606-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-07 19:48:54
- Reporting Period:
- 2011-07-07
- Filing Date:
- 2011-07-07
- Accepted Time:
- 2011-07-07 19:48:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227930 | Entropic Communications Inc | ENTR | Semiconductors & Related Devices (3674) | 330947630 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1172508 | J. Michael Farese | 6290 Sequence Drive San Diego CA 92121 | Sr Vp Engineering & Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-07 | 53,519 | $5.13 | 58,268 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-07 | 53,519 | $9.30 | 4,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-07-07 | 4,749 | $9.40 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-07-07 | 53,519 | $0.00 | 53,519 | $5.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 202,500 | 2020-06-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010.
- 1/4th of the shares vest one year after the Vesting Commencement Date beginning 6/1/10. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.
Billionaire Hedge Funds
