Filing Details
- Accession Number:
- 0001059556-23-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-08 17:59:22
- Reporting Period:
- 2023-08-07
- Accepted Time:
- 2023-08-08 17:59:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1748691 | Mark Kaye | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-08-07 | 3,832 | $341.10 | 4,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-07 | 1,741 | $173.58 | 6,188 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 1,741 | $341.22 | 4,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-07 | 3,470 | $280.42 | 7,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 3,470 | $340.88 | 4,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-07 | 714 | $277.05 | 5,161 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 714 | $341.04 | 4,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-07 | 3,857 | $276.84 | 8,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 3,857 | $340.81 | 4,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-08-07 | 1,544 | $325.99 | 5,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-07 | 1,544 | $340.89 | 4,447 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-07 | 1,741 | $0.00 | 1,741 | $173.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-07 | 3,470 | $0.00 | 3,470 | $280.42 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-07 | 714 | $0.00 | 714 | $277.05 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-07 | 3,857 | $0.00 | 3,857 | $276.84 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-08-07 | 1,544 | $0.00 | 1,544 | $325.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-02-25 | 2029-02-25 | No | 4 | M | Direct |
| 0 | 2021-02-20 | 2030-02-20 | No | 4 | M | Direct |
| 0 | 2021-07-01 | 2030-07-01 | No | 4 | M | Direct |
| 0 | 2022-02-22 | 2031-02-22 | No | 4 | M | Direct |
| 0 | 2023-02-17 | 2032-02-17 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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