Filing Details

Accession Number:
0000929638-23-002194
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-08 17:11:05
Reporting Period:
2023-08-07
Accepted Time:
2023-08-08 17:11:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606366 El Pollo Loco Holdings Inc. LOCO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
916864 M John Roth C/O El Pollo Loco Holdings, Inc.
3535 Harbor Blvd, Suite 100
Costa Mesa CA 92626
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-08-07 2,467,000 $10.63 2,994,251 No 4 S Indirect See Notes
Common Stock Disposition 2023-08-07 33,000 $10.63 40,052 No 4 S Indirect See Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Notes
No 4 S Indirect See Notes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,974 Direct
Footnotes
  1. Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
  2. Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
  3. Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.
  4. Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant.