Filing Details
- Accession Number:
- 0000929638-23-002194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-08 17:11:05
- Reporting Period:
- 2023-08-07
- Accepted Time:
- 2023-08-08 17:11:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606366 | El Pollo Loco Holdings Inc. | LOCO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
916864 | M John Roth | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd, Suite 100 Costa Mesa CA 92626 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-08-07 | 2,467,000 | $10.63 | 2,994,251 | No | 4 | S | Indirect | See Notes |
Common Stock | Disposition | 2023-08-07 | 33,000 | $10.63 | 40,052 | No | 4 | S | Indirect | See Notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Notes |
No | 4 | S | Indirect | See Notes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,974 | Direct |
Footnotes
- Held directly by FS Equity Partners V, L.P. ("Equity Partners V"). The general partner of Equity Partners V is FS Capital Partners V, LLC (the "General Partner").
- Held directly by FS Affiliates V, L.P. ("Affiliates V"). The general partner of Affiliates V is the General Partner.
- Mr. Roth is a director of the Issuer, a managing member of the General Partner and chief executive officer of certain entities affiliated with Equity Partners V, Affiliates V and the General Partner. Mr. Roth disclaims beneficial ownership of the securities held by Equity Partners V and Affiliates V, except to the extent of his pecuniary interest therein.
- Amount includes 9,934 restricted shares granted under the Issuer's Equity Incentive Plan on May 9, 2023, vesting in full on the first anniversary of the date of grant.