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Home > Insider Trading > Filing (0001415889-23-011933)

Filing Details

Accession Number:: 0001415889-23-011933
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-08-08 16:54:51
Reporting Period:: 2023-08-04

Accepted Time:: 2023-08-08 16:54:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1192448	Glaukos Corp	GKOS	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1293171	H Gilbert Kliman	C/O Glaukos Corporation One Glaukos Way Aliso Viejo CA 92656		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-08-04	10,000	$7.28	39,725	No	4	M	Direct
Common Stock	Disposition	2023-08-04	10,000	$74.56	29,725	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2023-08-04	10,000	$0.00	10,000	$7.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-07-10	No	4	M	Direct

Footnotes

Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person.
This option was granted on July 10, 2014 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date.