Filing Details
- Accession Number:
- 0001562180-23-006213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-07 14:20:46
- Reporting Period:
- 2023-08-03
- Accepted Time:
- 2023-08-07 14:20:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866368 | Clearwater Analytics Holdings Inc. | CWAN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441361 | S James Cox | C/O Clearwater Analytics Holdings, Inc. 777 W. Main Street, Suite 900 Boise ID 83702 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-08-03 | 500 | $4.40 | 77,872 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-08-03 | 500 | $17.89 | 77,372 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-08-04 | 39,500 | $4.40 | 116,872 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-08-04 | 39,500 | $17.93 | 77,372 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-08-04 | 10,000 | $4.40 | 87,372 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-08-04 | 10,000 | $17.93 | 77,372 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-03 | 500 | $0.00 | 500 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-04 | 39,500 | $0.00 | 39,500 | $4.40 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-08-04 | 10,000 | $0.00 | 10,000 | $4.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 608,530 | 2029-05-20 | No | 4 | M | Direct | |
| 569,030 | 2029-05-20 | No | 4 | M | Direct | |
| 306,020 | 2029-05-20 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2022.
- This transaction was executed in multiple trades at prices ranging from $17.88 USD to $17.89 USD; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $17.88 USD to $18.00 USD; the price reported above reflects the weighted average sale price.
- Vests 297,000 share(s) on 02-Nov-2020, 180,000 share(s) on 21-Jan-2020, 105,750 share(s) on 05-Mar-2021, 105,750 share(s) on 01-Jan-2022, 105,750 share(s) on 01-Jan-2023, 105,750 share(s) on 01-Jan-2024
- Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024
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