Filing Details
- Accession Number:
- 0001523711-23-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-04 19:04:41
- Reporting Period:
- 2023-08-02
- Accepted Time:
- 2023-08-04 19:04:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1474865 | J. Yoon Hugh | 333 Continental Boulevard El Segundo CA 90245 | Svp & Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-08-02 | 2,824 | $0.00 | 26,692 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-08-02 | 977 | $21.25 | 25,715 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-08-03 | 9,791 | $21.25 | 15,924 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2023-08-02 | 2,824 | $0.00 | 2,824 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,910 | No | 4 | M | Direct |
Footnotes
- As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 8,558 Restricted Stock Units ("RSUs" or "Units") on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2023, the second 33% of these RSUs vested, resulting in the issuance of 2,824 shares of Mattel, Inc. Common Stock.
- Pursuant to the terms of the August 2, 2021 RSU grant, 977 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
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