Filing Details
- Accession Number:
- 0001104659-23-087912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-08-04 17:00:54
- Reporting Period:
- 2023-07-27
- Accepted Time:
- 2023-08-04 17:00:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1260098 | Robert Hamwee | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-07-27 | 15 | $12.86 | 549,373 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,000 | Indirect | By Spouse, Dana L. Hamwee Inherited IRA |
Footnotes
- Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on June 17, 2022.
- A portion of Mr. Hamwee's shares are directly held in an account that permits the account manager to dispose of securities held therein to cover an annual management fee related to such account. On July 27, 2023, without Mr. Hamwee's knowledge, the sale reflected in this report was initiated by the account manager with the proceeds being used to cover the annual management fee. Mr. Hamwee was unaware of the transaction, and has since taken action to ensure prompt notification of subsequent dispositions by the account manager.