Filing Details

Accession Number:
0001104659-23-087912
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-08-04 17:00:54
Reporting Period:
2023-07-27
Accepted Time:
2023-08-04 17:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260098 Robert Hamwee C/O New Mountain Capital, L.l.c.
1633 Broadway, 48Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-07-27 15 $12.86 549,373 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,000 Indirect By Spouse, Dana L. Hamwee Inherited IRA
Footnotes
  1. Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on June 17, 2022.
  2. A portion of Mr. Hamwee's shares are directly held in an account that permits the account manager to dispose of securities held therein to cover an annual management fee related to such account. On July 27, 2023, without Mr. Hamwee's knowledge, the sale reflected in this report was initiated by the account manager with the proceeds being used to cover the annual management fee. Mr. Hamwee was unaware of the transaction, and has since taken action to ensure prompt notification of subsequent dispositions by the account manager.